A. Security Management Process

Implement policies and procedures to prevent, detect, contain and correct security violations. Specifications include: Risk analysis (1A) Risk management (1B) Sanction policy (1C) Information system activity review (1D

Security and Risk Consulting includingEnterprise Risk Assessment and Analysis

B. Workforce Security

Implement policies and procedures to ensure that all members of its workforce have appropriate access to electronic protected health information (EPHI) and to prevent those workforce members who do not have access from obtaining access to electronic protected health information.

Specifications include:

Authorization and/or supervision (3A)
Workforce clearance procedure (3B)
Termination procedures (3C)

Security and Risk Consulting including Policies, Standards, and Security Baseline development and Security Awareness program development

C. Information Access Management

Implement policies and procedures for authorizing access to EPHI.

Specifications include:

Isolating health care clearinghouse functions (4A)
Access authorization (4B)
Access establishment and modification (4C)

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

D. Security Awareness and Training

Implement a security awareness and training program for all members of its workforce including management.

Specifications include:

Security reminders (5A)
Protection from malicious software (5B)
Log-in monitoring (5C)
Password management (5D)

Security and Risk Consulting including Policies, Standards, and Security Baseline development and Security Awareness program development

E. Security Incident Procedures

Implement policies and procedures to address security incidents.

Specifications include:

Response and reporting

Security and Risk Consulting including GLBA Compliance and Incident Response Program Development

F. Contingency Plan

Establish (and implement as needed) policies and procedures for responding to an emergency or other occurrence that damages systems that contain EPHI.

Specifications include:

Data backup plan (7A)
Disaster recovery plan (7B)
Emergency mode operation plan (7C)
Testing and revision procedures (7D)
Applications and data criticality analysis (7E)

Security and Risk Consulting including GLBA Compliance and Incident Response Program Development

G. Evaluation

Perform a periodic technical and non-technical evaluation that establishes the extent to which an entity's security policies and procedures meet the above administrative safeguard requirements.

Vulnerability ScanningincludingPenetration Testing

A. Facility Access Controls

Implement policies and procedures to limit physical access to its electronic information systems while ensuring that properly authorized access is allowed.

Specifications include:

Contingency operations (i)
Facility security plan (ii)
Access control and validation procedures (iii)
Maintenance records (iv)

Vulnerability Scanning Security and Risk Consulting includingPenetration Testing and Web Application Testing

B. Workstation Use

Implement policies and procedures that specify the proper functions to be performed, the manner in which those functions are to be performed, and the physical attributes of the surroundings of a specific workstation or class of workstation that can access EPHI.

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

C. Workstation Security

Implement physical safeguards for all workstations that access EPHI, to restrict access to authorized users.

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

d.Device and Media Controls

Implement policies and procedures that govern the receipt and removal of hardware and electronic media that contain EPHI into and out of a facility, and the movement of these items within the facility. Specifications include:

• Disposal (i)
• Media re-use (ii)
• Accountability (iii)
• Data backup and storage (iv)

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

A. Access Control

Implement technical policies and procedures for electronic information systems that maintain EPHI to allow access only to those persons or software programs that have been granted access rights.
Specifications include:

Unique user ID (i)
Emergency access procedure (ii)
Automatic logoff (iii)
Encryption and decryption (iv)

• Security policy and procedure development

B.Audit Controls

Implement hardware, software and/or procedural mechanisms that record and examine activity in information systems that contain or use EPHI.

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development

C.Transmission Security

Implement technical security mechanisms to guard against unauthorized access to EPHI that is being transmitted over an electronic communications network. This includes both:

Security measures to ensure that EPHI is not improperly modified; and Mechanisms to encrypt EPHI The appropriate control should be determined through a risk analysis to ensure that EPHI is protected in a manner commensurate with the associated risk when it is transmitted from one place to another. With regard to unsolicited EPHI –e.g., in email from patients -- protection must subsequently be afforded once that information is in the possession of the covered entity.

Security and Risk Consulting including Corporate Information Security Program Development and Enterprise Security Architecture and Standards Development